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Taken
with permission from the case study archives of Collaborative
Strategies LLC
Transformation Through Technology
How FMCS Uses Web-based Tools
by Facilitate.com to Change the Way Mediators Do Their
Business In Florida, 11 concurrent elections
for area representation of state, county and municipal
employees who are members of AFSCME are tallied and
ratified without
a single challenge from the 13,500 eligible voters. “There are,” reports
FMCS Director of Mediation Technology Services Michael Wolf, “no hanging
chads.”
In Elk Grove, Illinois, teacher James Arey manages an online conference center
that allows students to anonymously warn each other – as well as school
administrators – of any threat of violence or presence of a weapon, without
fear of recrimination. “It’s an opportunity to get voices heard,” says
Arey, “without peer pressure or teacher bias.”
And in labor-management negotiations throughout the country, laptop computers
linked to powerful servers allow negotiators to instantly capture ideas on virtual
flipcharts, build on those ideas and rank – using the group’s own
criteria– various options to achieve real consensus. “For collective
bargaining, dispute mediation and conflict resolution,” says FMCS Director
Peter J. Hurtgen, “technology tools are the wave of the future.” In
the Beginning
The e-government revolution has arrived at the Federal
Mediation and Conciliation Service with an impact that would have been hard
to imagine a decade ago. As
recently as 1993, Deputy Director C. Richard Barnes recalls, only nine FMCS
field and regional offices had computers. A few more could claim fax machines.
Copying machines were so scarce that mediators and staff relied on carbon paper
for most duplication purposes. “The new agency director at the time,
John Wells, believed we could use technology to bring ourselves into the 21st
century,” says Barnes. When Congress concurred, and provided funding,
the seeds of transformation had been planted.
The shift to technology-enabled processes picked up significant momentum in
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"Anonymous
brainstorming quickly gets the real
issues on the table and focuses the
group on legitimate concerns rather
than personalities."
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1999. At the time,
Barnes led the agency as its Director, appointed to
the position by then-President Bill Clinton. He approached
a federal mediator stationed
in Central Texas named Michael Wolf and asked him to come to Washington for
a meeting. “I wondered if I had done something wrong,” remembers
Wolf. Instead, the Director offered him the opportunity to become the lead
FMCS technology innovator and implement Barnes’ vision to develop technology
tools that enhance the way mediators perform their work.
Wolf said yes, and immediately began focusing on how groups can better solve
problems, make decisions and implement decisions – critical activities
for any negotiation. Wolf and a small team of mediators built the FMCS approach
around customized off-the-shelf software. After purchasing several dozen laptop
computers and setting up a web site in early 2000, a small cadre of specially
trained FMCS mediators began to apply technology tools to mediation cases.
A traditional collective bargaining negotiation between Levy Foods the Hotel
Employees and Restaurant Employees union was an early test, with the parties
using FMCS mediators for the first time. Even though dialogue took place simultaneously
in three cities, the negotiation over a new food service contract for Chicago’s
Navy Pier moved along smoothly. “They trusted us,” says Wolf, today
the Director of FMCS Mediation Technology Services “and it worked.”
Within the first several months, the agency’s collection of customized
technology tools had morphed into the Technology Assisted Group Solutions system,
or TAGS as it’s commonly referred to by FMCS customers. TAGS is based
on a unique software suite, and about 200 agency-owned laptops in eleven cities
that wirelessly connect to powerful mobile servers and Internet servers located
at FMCS headquarters in downtown Washington. FMCS mediators have already used
their TAGS technology tools in hundreds of cases, including successful interest-based
bargaining negotiations between the Teachers Federal Credit Union in Minneapolis
and the Office and Professional Employees International Union, and between
the Rhode Island Department of Education and the Rhode Island Federation of
Teachers and Health Professionals; a strategic planning session for the International
Association of Heat and Frost Insulators and Asbestos Workers Union and its
union-employing contractors, and a relationship-by-objective program involving
Sunoco Chemicals and the Paper and Allied Chemical Employees union.
The Emergence of TAGS
With the TAGS infrastructure
in place, Wolf and the FMCS mediators found plenty
of opportunities
to enhance
the ways that mediators apply their skills. Meeting
notification and participant preparation went more
smoothly. Large audiences discovered their individual
voices could still be heard electronically. Electronic
conferencing eliminated the requirement that everyone
had to be in the same room. Inputs were captured verbatim
and completely anonymous. Consensus was achieved more
quickly by using tabulated ratings and rankings to
focus group discussion. Surveys allowed participants
and leaders to instantly evaluate ideas. Time could
be used more efficiently. “We couldn’t
have accomplished in a week the work we completed with
TAGS in two half-day sessions,” observed Thomas
Haun, Director of Apprenticeship for the International
Association of Heat and Frost Insulators and Asbestos
Workers, after a strategic planning session involving
200 participants.
Jennifer Wood, Chief Legal Counsel for the Rhode Island
Department of Education, was similarly effusive. In
an article on TAGS and its potential as a collaborative
technology tool for dispute resolution published in
May 2002 in Pepperdine University’s Dispute Resolution
Law Journal, attorney Wood was quoted as saying that,
with TAGS, participants could work offline effectively
to frame issues. “We were not always faced with
taking a group of people out of the office to work
at the same time, which resulted in a tremendous human
resources saving. We had a broader conversation without
enormous amounts of time invested.” Employing
TAGS for interest-based bargaining, said Wood, was
revelatory. “The collaborative bargaining process
using TAGS altered the labor-management relationship,” she
concluded, elevating respect and trust on both sides.
“
With TAGS,” recalls FMCS Deputy Director Barnes, “we
were employing high-technology tools for conflict resolution,
a leading-edge approach.” Barnes encouraged Wolf
and his team to think even further outside the traditional
boundaries of dispute mediation. New groupware applications
like eRoom, mimio, Facilitate.com and NetMeeting and
vendors such as BallotPoint and TrueBallot led FMCS
into new alternative dispute resolution arenas, including
voting services for contract ratifications, and both
corporate and union officer elections.
With over 100 mediators now familiar with TAGS technology,
and approximately 200 TAGS-supported events – conferences,
meetings, negotiations – completed, the value
is becoming more quantifiable. “We can see that
the technology correctly used will lead to more and
better ideas, quicker decisions and time-efficient
processes,” says Wolf. “It is improvement
in the 35-to-50 percent range, sometimes even more.”
One recent success was an election in Florida in 2000.
The agency’s fledgling voting services accomplished
something that eluded even the U.S. Supreme Court – a
controversy-free, challenge-less election. Or, to be
more precise, 11 concurrent elections, all held by
the Association of Federal, State, County and Municipal
Employees (AFSCME). With state-wide, regional, local
and institution-specific officers on the ballots of
more than 13,000 dues-paying members, the potential
for, at least, confusion was there. But a program that
coupled individual identification and password-protected
ballots with kiosks for e-voting that recorded and
tracked every action ensured, as Wolf put it, “no
hanging chads.” In 2002, AFSCME Council 79 again
invited FMCS to administer is officer elections in
Florida, which once again were flawless and far less
expensive than what AFSCME paid election administrators
for past elections.
“
If there’s any certainty in this world,” observes
FMCS Director Peter Hurtgen, “it’s that
the impact and influence of technology will be felt
to a greater and greater extent in our world, our services
and our customers’ requirements. The President
has urged all of us to think how to better provide
e-government services, and – for FMCS – TAGS
is an important part of that answer.”
Look at an
IBB
agenda and brainstorm session
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